A
Brief History of Relativity
What is it? How does it work? Why does it change everything?
An easy primer by the world's most famous living physicist
BY STEPHEN HAWKING
Toward the end of the 19th century scientists believed they were
close to a complete description of the universe. They imagined that
space was filled everywhere by a continuous medium called the ether.
Light rays and radio signals were waves in this ether just as sound
is pressure waves in air. All that was needed to complete the theory
was careful measurements of the elastic properties of the ether;
once they had those nailed down, everything else would fall into
place.
Soon,
however, discrepancies with the idea of an all-pervading ether began
to appear. You would expect light to travel at a fixed speed through
the ether. So if you were traveling in the same direction as the
light, you would expect that its speed would appear to be lower,
and if you were traveling in the opposite direction to the light,
that its speed would appear to be higher. Yet a series of experiments
failed to find any evidence for differences in speed due to motion
through the ether.
The
most careful and accurate of these experiments was carried out by
Albert Michelson and Edward Morley at the Case Institute in Cleveland,
Ohio, in 1887. They compared the speed of light in two beams at
right angles to each other. As the earth rotates on its axis and
orbits the sun, they reasoned, it will move through the ether, and
the speed of light in these two beams should diverge. But Michelson
and Morley found no daily or yearly differences between the two
beams of light. It was as if light always traveled at the same speed
relative to you, no matter how you were moving.
The
Irish physicist George FitzGerald and the Dutch physicist Hendrik
Lorentz were the first to suggest that bodies moving through the
ether would contract and that clocks would slow. This shrinking
and slowing would be such that everyone would measure the same speed
for light no matter how they were moving with respect to the ether,
which FitzGerald and Lorentz regarded as a real substance.
But
it was a young clerk named Albert Einstein, working in the Swiss
Patent Office in Bern, who cut through the ether and solved the
speed-of-light problem once and for all. In June 1905 he wrote one
of three papers that would establish him as one of the world's leading
scientists--and in the process start two conceptual revolutions
that changed our understanding of time, space and reality.
In
that 1905 paper, Einstein pointed out that because you could not
detect whether or not you were moving through the ether, the whole
notion of an ether was redundant. Instead, Einstein started from
the postulate that the laws of science should appear the same to
all freely moving observers. In particular, observers should all
measure the same speed for light, no matter how they were moving.
This
required abandoning the idea that there is a universal quantity
called time that all clocks measure. Instead, everyone would have
his own personal time. The clocks of two people would agree if they
were at rest with respect to each other but not if they were moving.
This has been confirmed by a number of experiments, including one
in which an extremely accurate timepiece was flown around the world
and then compared with one that had stayed in place. If you wanted
to live longer, you could keep flying to the east so the speed of
the plane added to the earth's rotation. However, the tiny fraction
of a second you gained would be more than offset by eating airline
meals.
Einstein's
postulate that the laws of nature should appear the same to all
freely moving observers was the foundation of the theory of relativity,
so called because it implies that only relative motion is important.
Its beauty and simplicity were convincing to many scientists and
philosophers. But there remained a lot of opposition. Einstein had
overthrown two of the Absolutes (with a capital A) of 19th century
science: Absolute Rest as represented by the ether, and Absolute
or Universal Time that all clocks would measure. Did this imply,
people asked, that there were no absolute moral standards, that
everything was relative?
This
unease continued through the 1920s and '30s. When Einstein was awarded
the Nobel Prize in 1921, the citation was for important--but by
Einstein's standards comparatively minor--work also carried out
in 1905. There was no mention of relativity, which was considered
too controversial. I still get two or three letters a week telling
me Einstein was wrong. Nevertheless, the theory of relativity is
now completely accepted by the scientific community, and its predictions
have been verified in countless applications. A very important consequence
of relativity is the relation between mass and energy. Einstein's
postulate that the speed of light should appear the same to everyone
implied that nothing could be moving faster than light. What happens
is that as energy is used to accelerate a particle or a spaceship,
the object's mass increases, making it harder to accelerate any
more. To accelerate the particle to the speed of light is impossible
because it would take an infinite amount of energy. The equivalence
of mass and energy is summed up in Einstein's famous equation E=mc2,
probably the only physics equation to have recognition on the street.
Among the consequences of this law is that if the nucleus of a uranium
atom fissions (splits) into two nuclei with slightly less total
mass, a tremendous amount of energy is released. In 1939, with World
War II looming, a group of scientists who realized the implications
of this persuaded Einstein to overcome his pacifist scruples and
write a letter to President Roosevelt urging the U.S. to start a
program of nuclear research. This led to the Manhattan Project and
the atom bomb that exploded over Hiroshima in 1945. Some people
blame the atom bomb on Einstein because he discovered the relation
between mass and energy. But that's like blaming Newton for the
gravity that causes airplanes to crash. Einstein took no part in
the Manhattan Project and was horrified by the explosion.
Although
the theory of relativity fit well with the laws that govern electricity
and magnetism, it wasn't compatible with Newton's law of gravity.
This law said that if you changed the distribution of matter in
one region of space, the change in the gravitational field would
be felt instantaneously everywhere else in the universe. Not only
would this mean you could send signals faster than light (something
that was forbidden by relativity), but it also required the Absolute
or Universal Time that relativity had abolished in favor of personal
or relativistic time.
Einstein
was aware of this difficulty in 1907, while he was still at the
patent office in Bern, but didn't begin to think seriously about
the problem until he was at the German University in Prague in 1911.
He realized that there is a close relationship between acceleration
and a gravitational field. Someone in a closed box cannot tell whether
he is sitting at rest in the earth's gravitational field or being
accelerated by a rocket in free space. (This being before the age
of Star Trek, Einstein thought of people in elevators rather than
spaceships. But you cannot accelerate or fall freely very far in
an elevator before disaster strikes.) If the earth were flat, one
could equally well say that the apple fell on Newton's head because
of gravity or that Newton's head hit the apple because he and the
surface of the earth were accelerating upward. This equivalence
between acceleration and gravity didn't seem to work for a round
earth, however; people on the other side of the world would have
to be accelerating in the opposite direction but staying at a constant
distance from us.
On
his return to Zurich in 1912 Einstein had a brainstorm. He realized
that the equivalence of gravity and acceleration could work if there
was some give-and-take in the geometry of reality. What if space-time--an
entity Einstein invented to incorporate the three familiar dimensions
of space with a fourth dimension, time--was curved, and not flat,
as had been assumed? His idea was that mass and energy would warp
space-time in some manner yet to be determined. Objects like apples
or planets would try to move in straight lines through space-time,
but their paths would appear to be bent by a gravitational field
because space-time is curved. With the help of his friend Marcel
Grossmann, Einstein studied the theory of curved spaces and surfaces
that had been developed by Bernhard Riemann as a piece of abstract
mathematics, without any thought that it would be relevant to the
real world. In 1913, Einstein and Grossmann wrote a paper in which
they put forward the idea that what we think of as gravitational
forces are just an expression of the fact that space-time is curved.
However, because of a mistake by Einstein (who was quite human and
fallible), they weren't able to find the equations that related
the curvature of space-time to the mass and energy in it. Einstein
continued to work on the problem in Berlin, undisturbed by domestic
matters and largely unaffected by the war, until he finally found
the right equations, in November 1915. Einstein had discussed his
ideas with the mathematician David Hilbert during a visit to the
University of Gottingen in the summer of 1915, and Hilbert independently
found the same equations a few days before Einstein. Nevertheless,
as Hilbert admitted, the credit for the new theory belonged to Einstein.
It was his idea to relate gravity to the warping of space-time.
It is a tribute to the civilized state of Germany in this period
that such scientific discussions and exchanges could go on undisturbed
even in wartime. What a contrast to 20 years later!
The
new theory of curved space-time was called general relativity to
distinguish it from the original theory without gravity, which was
now known as special relativity. It was confirmed in spectacular
fashion in 1919, when a British expedition to West Africa observed
a slight shift in the position of stars near the sun during an eclipse.
Their light, as Einstein had predicted, was bent as it passed the
sun. Here was direct evidence that space and time are warped, the
greatest change in our perception of the arena in which we live
since Euclid wrote his Elements about 300 B.C.
Einstein's
general theory of relativity transformed space and time from a passive
background in which events take place to active participants in
the dynamics of the cosmos. This led to a great problem that is
still at the forefront of physics at the end of the 20th century.
The universe is full of matter, and matter warps space-time so that
bodies fall together. Einstein found that his equations didn't have
a solution that described a universe that was unchanging in time.
Rather than give up a static and everlasting universe, which he
and most other people believed in at that time, he fudged the equations
by adding a term called the cosmological constant, which warped
space-time the other way so that bodies move apart. The repulsive
effect of the cosmological constant would balance the attractive
effect of matter and allow for a universe that lasts for all time.
This
turned out to be one of the great missed opportunities of theoretical
physics. If Einstein had stuck with his original equations, he could
have predicted that the universe must be either expanding or contracting.
As it was, the possibility of a time-dependent universe wasn't taken
seriously until observations were made in the 1920s with the 100-in.
telescope on Mount Wilson. These revealed that the farther other
galaxies are from us, the faster they are moving away. In other
words, the universe is expanding and the distance between any two
galaxies is steadily increasing with time. Einstein later called
the cosmological constant the greatest mistake of his life.
General
relativity completely changed the discussion of the origin and fate
of the universe. A static universe could have existed forever or
could have been created in its present form at some time in the
past. On the other hand, if galaxies are moving apart today, they
must have been closer together in the past. About 15 billion years
ago, they would all have been on top of one another and their density
would have been infinite. According to the general theory, this
Big Bang was the beginning of the universe and of time itself. So
maybe Einstein deserves to be the person of a longer period than
just the past 100 years. General relativity also predicts that time
comes to a stop inside black holes, regions of space-time that are
so warped that light cannot escape them. But both the beginning
and the end of time are places where the equations of general relativity
fall apart. Thus the theory cannot predict what should emerge from
the Big Bang. Some see this as an indication of God's freedom to
start the universe off any way God wanted. Others (myself included)
feel that the beginning of the universe should be governed by the
same laws that hold at all other times. We have made some progress
toward this goal, but we don't yet have a complete understanding
of the origin of the universe.
The
reason general relativity broke down at the Big Bang was that it
was not compatible with quantum theory, the other great conceptual
revolution of the early 20th century. The first step toward quantum
theory came in 1900, when Max Planck, working in Berlin, discovered
that the radiation from a body that was glowing red hot could be
explained if light came only in packets of a certain size, called
quanta. It was as if radiation were packaged like sugar; you cannot
buy an arbitrary amount of loose sugar in a supermarket but can
only buy it in 1-lb. bags. In one of his groundbreaking papers written
in 1905, when he was still at the patent office, Einstein showed
that Planck's quantum hypothesis could explain what is called the
photoelectric effect, the way certain metals give off electrons
when light falls on them. This is the basis of modern light detectors
and television cameras, and it was for this work that Einstein was
awarded the 1921 Nobel Prize in Physics.
Einstein
continued to work on the quantum idea into the 1920s but was deeply
disturbed by the work of Werner Heisenberg in Copenhagen, Paul Dirac
in Cambridge and Erwin Schrodinger in Zurich, who developed a new
picture of reality called quantum mechanics. No longer did tiny
particles have a definite position and speed. On the contrary, the
more accurately you determined the particle's position, the less
accurately you could determine its speed, and vice versa.
Einstein
was horrified by this random, unpredictable element in the basic
laws and never fully accepted quantum mechanics. His feelings were
expressed in his famous God-does-not-play-dice dictum. Most other
scientists, however, accepted the validity of the new quantum laws
because they showed excellent agreement with observations and because
they seemed to explain a whole range of previously unaccounted-for
phenomena. They are the basis of modern developments in chemistry,
molecular biology and electronics and the foundation of the technology
that has transformed the world in the past half-century.
When
the Nazis came to power in Germany in 1933, Einstein left the country
and renounced his German citizenship. He spent the last 22 years
of his life at the Institute for Advanced Study in Princeton, N.J.
The Nazis launched a campaign against "Jewish science"
and the many German scientists who were Jews (their exodus is part
of the reason Germany was not able to build an atom bomb). Einstein
and relativity were principal targets for this campaign. When told
of publication of the book One Hundred Authors Against Einstein,
he replied, Why 100? If I were wrong, one would have been enough.
After
World War II, he urged the Allies to set up a world government to
control the atom bomb. He was offered the presidency of the new
state of Israel in 1952 but turned it down. "Politics is for
the moment," he once wrote, "while...an equation is for
eternity." The equations of general relativity are his best
epitaph and memorial. They should last as long as the universe.
The
world has changed far more in the past 100 years than in any other
century in history. The reason is not political or economic but
technological--technologies that flowed directly from advances in
basic science. Clearly, no scientist better represents those advances
than Albert Einstein: TIME's Person of the Century.
Professor
Hawking, author of "A Brief History of Time," occupies
the Cambridge mathematics chair once held by Isaac Newton.
-END
*
For more information on the Special Relativity, visit http://www.howstuffworks.com/relativity.htm.
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